Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHAO, DONGJUN
Chinese Name of Relevant Individual
趙東君
HKMA Registration Number
AJ5709
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR TRADER
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR TRADER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA LIMITED
SFC CE number
AAK801
Business Address
7/F, BANK OF CHINA TOWER, 1 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BANK OF CHINA LIMITED
Effective Date
27 Jan 2025
Description
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of Bank of China Limited not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2024 - 26 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2024 - 26 Jan 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHAO, DONGJUN
:
Chinese Name of Relevant Individual
趙東君
:
HKMA Registration Number
AJ5709
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA LIMITED
Type 1: dealing in securities
01 Nov 2024
Yes
SENIOR TRADER
BANK OF CHINA LIMITED
Type 4: advising on securities
01 Nov 2024
Yes
SENIOR TRADER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA LIMITED
AAK801
7/F, BANK OF CHINA TOWER, 1 GARDEN ROAD, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
BANK OF CHINA LIMITED
1
27 Jan 2025
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of Bank of China Limited not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5709
BANK OF CHINA LIMITED
Type 1: dealing in securities
Since 27 Jan 2025
Yes
AJ5709
BANK OF CHINA LIMITED
Type 4: advising on securities
Since 27 Jan 2025
Yes
AJ5709
BANK OF CHINA LIMITED
Type 1: dealing in securities
01 Nov 2024 - 26 Jan 2025
No
AJ5709
BANK OF CHINA LIMITED
Type 4: advising on securities
01 Nov 2024 - 26 Jan 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.