Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YEUNG, SUM YEE SARAH
Chinese Name of Relevant Individual

楊心怡
HKMA Registration Number
AJ5778
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS AND RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS AND RELATIONSHIP MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YEUNG, SUM YEE SARAH
:
Chinese Name of Relevant Individual
楊心怡
:
HKMA Registration Number
AJ5778
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
14 Nov 2024
No
BUSINESS AND RELATIONSHIP MANAGEMENT
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
14 Nov 2024
No
BUSINESS AND RELATIONSHIP MANAGEMENT