Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DELACROIX, FABRICE GILLES JEROME RENE
Chinese Name of Relevant Individual
HKMA Registration Number
AJ5783
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2026 - 14 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2026 - 14 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 May 2026 - 14 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2025 - 05 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2025 - 05 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Jun 2025 - 05 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2025 - 21 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2025 - 21 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Jan 2025 - 21 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2024 - 20 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2024 - 20 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Nov 2024 - 20 Nov 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DELACROIX, FABRICE GILLES JEROME RENE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ5783
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ5783
UBS AG
Type 1: dealing in securities
08 May 2026 - 14 May 2026
No
AJ5783
UBS AG
Type 4: advising on securities
08 May 2026 - 14 May 2026
No
AJ5783
UBS AG
Type 6: advising on corporate finance
08 May 2026 - 14 May 2026
No
AJ5783
UBS AG
Type 1: dealing in securities
02 Sep 2025 - 05 Sep 2025
No
AJ5783
UBS AG
Type 4: advising on securities
02 Sep 2025 - 05 Sep 2025
No
AJ5783
UBS AG
Type 6: advising on corporate finance
02 Sep 2025 - 05 Sep 2025
No
AJ5783
UBS AG
Type 1: dealing in securities
02 Jun 2025 - 05 Jun 2025
No
AJ5783
UBS AG
Type 4: advising on securities
02 Jun 2025 - 05 Jun 2025
No
AJ5783
UBS AG
Type 6: advising on corporate finance
02 Jun 2025 - 05 Jun 2025
No
AJ5783
UBS AG
Type 1: dealing in securities
20 Jan 2025 - 21 Jan 2025
No
AJ5783
UBS AG
Type 4: advising on securities
20 Jan 2025 - 21 Jan 2025
No
AJ5783
UBS AG
Type 6: advising on corporate finance
20 Jan 2025 - 21 Jan 2025
No
AJ5783
UBS AG
Type 1: dealing in securities
15 Nov 2024 - 20 Nov 2024
No
AJ5783
UBS AG
Type 4: advising on securities
15 Nov 2024 - 20 Nov 2024
No
AJ5783
UBS AG
Type 6: advising on corporate finance
15 Nov 2024 - 20 Nov 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.