Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
GAUTHEY, ARNAUD, JEAN, HENRI
Chinese Name of Relevant Individual

HKMA Registration Number
AJ5967
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Dec 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR, GLOBAL MARKETS DIVISION
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Dec 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DIRECTOR, GLOBAL MARKETS DIVISION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
GAUTHEY, ARNAUD, JEAN, HENRI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ5967
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
12 Dec 2024
No
DIRECTOR, GLOBAL MARKETS DIVISION
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
12 Dec 2024
No
DIRECTOR, GLOBAL MARKETS DIVISION