Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEVY DUVERNAY, ANN MIRJAM
Chinese Name of Relevant Individual
HKMA Registration Number
AJ6042
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
First date of engagement
02 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANQUE PICTET & CIE SA
SFC CE number
BMG891
Business Address
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BANQUE PICTET & CIE SA
Effective Date
12 Feb 2025
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
2
Registered Institution
BANQUE PICTET & CIE SA
Effective Date
12 Feb 2025
Description
For Types 1, 4 and 9 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of BANQUE PICTET & CIE SA not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Feb 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Feb 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
Since 12 Feb 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jan 2025 - 11 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jan 2025 - 11 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
02 Jan 2025 - 11 Feb 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEVY DUVERNAY, ANN MIRJAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ6042
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANQUE PICTET & CIE SA
Type 1: dealing in securities
02 Jan 2025
Yes
CHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM
BANQUE PICTET & CIE SA
Type 4: advising on securities
02 Jan 2025
Yes
CHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM
BANQUE PICTET & CIE SA
Type 9: asset management
02 Jan 2025
Yes
CHIEF EXECUTIVE OFFICER FOR HONG KONG BRANCH AND HEAD OF NORTH ASIA - PWM
Name of Registered Institution
SFC CE number
Business Address
BANQUE PICTET & CIE SA
BMG891
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Registered Institution
Effective Date
Description
BANQUE PICTET & CIE SA
1
12 Feb 2025
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
BANQUE PICTET & CIE SA
2
12 Feb 2025
For Types 1, 4 and 9 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of BANQUE PICTET & CIE SA not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ6042
BANQUE PICTET & CIE SA
Type 1: dealing in securities
Since 12 Feb 2025
Yes
AJ6042
BANQUE PICTET & CIE SA
Type 4: advising on securities
Since 12 Feb 2025
Yes
AJ6042
BANQUE PICTET & CIE SA
Type 9: asset management
Since 12 Feb 2025
Yes
AJ6042
BANQUE PICTET & CIE SA
Type 1: dealing in securities
02 Jan 2025 - 11 Feb 2025
No
AJ6042
BANQUE PICTET & CIE SA
Type 4: advising on securities
02 Jan 2025 - 11 Feb 2025
No
AJ6042
BANQUE PICTET & CIE SA
Type 9: asset management
02 Jan 2025 - 11 Feb 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.