Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LI, KA WAI
Chinese Name of Relevant Individual

李嘉慧
HKMA Registration Number
AJ6114
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES ASSISTANT RELATIONSHIP MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES ASSISTANT RELATIONSHIP MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, KA WAI
:
Chinese Name of Relevant Individual
李嘉慧
:
HKMA Registration Number
AJ6114
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jan 2025
No
TREASURES ASSISTANT RELATIONSHIP MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jan 2025
No
TREASURES ASSISTANT RELATIONSHIP MANAGER