Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LU, SZE YU FRANKLIN
Chinese Name of Relevant Individual

盧思宇
HKMA Registration Number
AJ6118
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CORP BUSINESS MANAGEMENT OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CORP BUSINESS MANAGEMENT OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CORP BUSINESS MANAGEMENT OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CORP BUSINESS MANAGEMENT OFFICER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LU, SZE YU FRANKLIN
:
Chinese Name of Relevant Individual
盧思宇
:
HKMA Registration Number
AJ6118
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jan 2025
No
CORP BUSINESS MANAGEMENT OFFICER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
11 Jan 2025
No
CORP BUSINESS MANAGEMENT OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
11 Jan 2025
No
CORP BUSINESS MANAGEMENT OFFICER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
11 Jan 2025
No
CORP BUSINESS MANAGEMENT OFFICER