Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
GAO, YUXIANG
Chinese Name of Relevant Individual

高宇翔
HKMA Registration Number
AJ6167
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY & INSTITUTIONAL BANKING
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY & INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
GAO, YUXIANG
:
Chinese Name of Relevant Individual
高宇翔
:
HKMA Registration Number
AJ6167
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
31 Oct 2025
No
TREASURY & INSTITUTIONAL BANKING
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
31 Oct 2025
No
TREASURY & INSTITUTIONAL BANKING