Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
HE, XIAOYAN
Chinese Name of Relevant Individual

何晓燕
HKMA Registration Number
AJ6211
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY RELATIONSHIP MANAGER,WM
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY RELATIONSHIP MANAGER,WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HE, XIAOYAN
:
Chinese Name of Relevant Individual
何晓燕
:
HKMA Registration Number
AJ6211
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2025
No
DEPUTY RELATIONSHIP MANAGER,WM
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2025
No
DEPUTY RELATIONSHIP MANAGER,WM