Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, MAN YAU
Chinese Name of Relevant Individual
吳旻祐
HKMA Registration Number
AJ6274
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2025 - 11 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2025 - 11 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 9: asset management
Effective Period
07 Feb 2025 - 11 May 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, MAN YAU
:
Chinese Name of Relevant Individual
吳旻祐
:
HKMA Registration Number
AJ6274
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ6274
BPI WEALTH HONG KONG LIMITED
Type 1: dealing in securities
07 Feb 2025 - 11 May 2025
No
AJ6274
BPI WEALTH HONG KONG LIMITED
Type 4: advising on securities
07 Feb 2025 - 11 May 2025
No
AJ6274
BPI WEALTH HONG KONG LIMITED
Type 9: asset management
07 Feb 2025 - 11 May 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.