Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
DODET, LÉA ALINE
Chinese Name of Relevant Individual

HKMA Registration Number
AJ6291
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME CURRENCIES AND COMMODITIES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
DODET, LÉA ALINE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ6291
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
10 Feb 2025
No
FIXED INCOME CURRENCIES AND COMMODITIES
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
10 Feb 2025
No
FIXED INCOME CURRENCIES AND COMMODITIES
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
10 Feb 2025
No
FIXED INCOME CURRENCIES AND COMMODITIES
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
10 Feb 2025
No
FIXED INCOME CURRENCIES AND COMMODITIES