Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
NG, NICHOLAS WAI LOK
Chinese Name of Relevant Individual

吳偉樂
HKMA Registration Number
AJ6313
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
30 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
30 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NG, NICHOLAS WAI LOK
:
Chinese Name of Relevant Individual
吳偉樂
:
HKMA Registration Number
AJ6313
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Feb 2025
No
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
30 May 2025
No
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Feb 2025
No
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 1: dealing in securities
12 Feb 2025
No
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 2: dealing in futures contracts
30 May 2025
No
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
12 Feb 2025
No
SPECIALIST, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS