Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, ROY JUN HUI
Chinese Name of Relevant Individual

李軍輝
HKMA Registration Number
AJ6386
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE - STRUCTURED BANKING, COMMERCIAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE - STRUCTURED BANKING, COMMERCIAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, ROY JUN HUI
:
Chinese Name of Relevant Individual
李軍輝
:
HKMA Registration Number
AJ6386
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
21 Feb 2025
No
ASSOCIATE - STRUCTURED BANKING, COMMERCIAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
21 Feb 2025
No
ASSOCIATE - STRUCTURED BANKING, COMMERCIAL BANKING