Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOE, LIONEL KEAT HOCK
Chinese Name of Relevant Individual
HKMA Registration Number
AJ6396
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2025 - 13 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Mar 2025 - 13 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2025 - 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Feb 2025 - 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOE, LIONEL KEAT HOCK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ6396
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ6396
ING BANK N.V.
Type 1: dealing in securities
11 Mar 2025 - 13 Mar 2025
No
AJ6396
ING BANK N.V.
Type 6: advising on corporate finance
11 Mar 2025 - 13 Mar 2025
No
AJ6396
ING BANK N.V.
Type 1: dealing in securities
24 Feb 2025 - 28 Feb 2025
No
AJ6396
ING BANK N.V.
Type 6: advising on corporate finance
24 Feb 2025 - 28 Feb 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.