Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHEN, TUO
Chinese Name of Relevant Individual

陳拓
HKMA Registration Number
AJ6426
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
27 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHEN, TUO
:
Chinese Name of Relevant Individual
陳拓
:
HKMA Registration Number
AJ6426
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Feb 2025
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Feb 2025
No
CUSTOMER SERVICE
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Feb 2025
No
CUSTOMER SERVICE