Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, HO FUNG ALAN
Chinese Name of Relevant Individual

柳昊鋒
HKMA Registration Number
AJ6429
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
27 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, HO FUNG ALAN
:
Chinese Name of Relevant Individual
柳昊鋒
:
HKMA Registration Number
AJ6429
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK LTD.
Type 1: dealing in securities
27 Feb 2025
No
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL
DBS BANK LTD.
Type 4: advising on securities
27 Feb 2025
No
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL
DBS BANK LTD.
Type 6: advising on corporate finance
27 Feb 2025
No
SPECIALIST, EQUITY CAPITAL MARKETS - STRUCTURING & EXECUTION, DBS ASIA CAPITAL