Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
SU, QIAN
Chinese Name of Relevant Individual

苏茜
HKMA Registration Number
AJ6493
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 9: asset management
First date of engagement
12 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SU, QIAN
:
Chinese Name of Relevant Individual
苏茜
:
HKMA Registration Number
AJ6493
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
12 Sep 2025
No
PRODUCT SPECIALIST
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
12 Sep 2025
No
PRODUCT SPECIALIST
CA INDOSUEZ (SWITZERLAND) SA
Type 9: asset management
12 Sep 2025
No
PRODUCT SPECIALIST