Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TOH, LAY SIM
Chinese Name of Relevant Individual
HKMA Registration Number
AJ6500
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2025 - 14 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2025 - 14 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Oct 2025 - 03 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Oct 2025 - 03 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2025 - 04 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2025 - 04 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2025 - 12 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2025 - 12 Mar 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TOH, LAY SIM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ6500
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ6500
ROYAL BANK OF CANADA
Type 1: dealing in securities
13 Nov 2025 - 14 Nov 2025
No
AJ6500
ROYAL BANK OF CANADA
Type 4: advising on securities
13 Nov 2025 - 14 Nov 2025
No
AJ6500
ROYAL BANK OF CANADA
Type 1: dealing in securities
02 Oct 2025 - 03 Oct 2025
No
AJ6500
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Oct 2025 - 03 Oct 2025
No
AJ6500
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Jul 2025 - 04 Jul 2025
No
AJ6500
ROYAL BANK OF CANADA
Type 4: advising on securities
03 Jul 2025 - 04 Jul 2025
No
AJ6500
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 May 2025 - 23 May 2025
No
AJ6500
ROYAL BANK OF CANADA
Type 4: advising on securities
22 May 2025 - 23 May 2025
No
AJ6500
ROYAL BANK OF CANADA
Type 1: dealing in securities
11 Mar 2025 - 12 Mar 2025
No
AJ6500
ROYAL BANK OF CANADA
Type 4: advising on securities
11 Mar 2025 - 12 Mar 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.