Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, YAN TUNG SOPHIE
Chinese Name of Relevant Individual

劉殷彤
HKMA Registration Number
AJ6554
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, YAN TUNG SOPHIE
:
Chinese Name of Relevant Individual
劉殷彤
:
HKMA Registration Number
AJ6554
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
19 Mar 2025
No
TRADER
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
19 Mar 2025
No
TRADER