Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZBOINSKI, TRA THANH
Chinese Name of Relevant Individual
HKMA Registration Number
AJ6569
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2026 - 17 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jun 2026 - 17 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Jun 2026 - 17 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2026 - 31 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2026 - 31 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 May 2026 - 31 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2025 - 09 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2025 - 09 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Dec 2025 - 09 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2025 - 27 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2025 - 27 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Mar 2025 - 27 Mar 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZBOINSKI, TRA THANH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ6569
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ6569
UBS AG
Type 1: dealing in securities
15 Jun 2026 - 17 Jun 2026
No
AJ6569
UBS AG
Type 4: advising on securities
15 Jun 2026 - 17 Jun 2026
No
AJ6569
UBS AG
Type 6: advising on corporate finance
15 Jun 2026 - 17 Jun 2026
No
AJ6569
UBS AG
Type 1: dealing in securities
26 May 2026 - 31 May 2026
No
AJ6569
UBS AG
Type 4: advising on securities
26 May 2026 - 31 May 2026
No
AJ6569
UBS AG
Type 6: advising on corporate finance
26 May 2026 - 31 May 2026
No
AJ6569
UBS AG
Type 1: dealing in securities
05 Dec 2025 - 09 Dec 2025
No
AJ6569
UBS AG
Type 4: advising on securities
05 Dec 2025 - 09 Dec 2025
No
AJ6569
UBS AG
Type 6: advising on corporate finance
05 Dec 2025 - 09 Dec 2025
No
AJ6569
UBS AG
Type 1: dealing in securities
26 May 2025 - 30 May 2025
No
AJ6569
UBS AG
Type 4: advising on securities
26 May 2025 - 30 May 2025
No
AJ6569
UBS AG
Type 6: advising on corporate finance
26 May 2025 - 30 May 2025
No
AJ6569
UBS AG
Type 1: dealing in securities
22 Mar 2025 - 27 Mar 2025
No
AJ6569
UBS AG
Type 4: advising on securities
22 Mar 2025 - 27 Mar 2025
No
AJ6569
UBS AG
Type 6: advising on corporate finance
22 Mar 2025 - 27 Mar 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.