Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAU, CHEUK YING KRISTIE
Chinese Name of Relevant Individual

周卓瑩
HKMA Registration Number
AJ6633
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAU, CHEUK YING KRISTIE
:
Chinese Name of Relevant Individual
周卓瑩
:
HKMA Registration Number
AJ6633
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
02 Apr 2025
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
02 Apr 2025
No
WEALTH MANAGEMENT