Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, DUKHWAN
Chinese Name of Relevant Individual
李悳煥
HKMA Registration Number
AJ6666
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHINHAN BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2025 - 22 Jan 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHINHAN BANK
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2025 - 22 Jan 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SHINHAN BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2025 - 06 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHINHAN BANK
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2025 - 06 Jul 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, DUKHWAN
:
Chinese Name of Relevant Individual
李悳煥
:
HKMA Registration Number
AJ6666
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ6666
SHINHAN BANK
Type 1: dealing in securities
07 Jul 2025 - 22 Jan 2026
Yes
AJ6666
SHINHAN BANK
Type 4: advising on securities
07 Jul 2025 - 22 Jan 2026
Yes
AJ6666
SHINHAN BANK
Type 1: dealing in securities
10 Apr 2025 - 06 Jul 2025
No
AJ6666
SHINHAN BANK
Type 4: advising on securities
10 Apr 2025 - 06 Jul 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.