Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, JOOHO
Chinese Name of Relevant Individual

HKMA Registration Number
AJ6766
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Apr 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, SECURITIZATION & CAPITAL SOLUTIONS, ASIA, CAPITAL MARKETS DEPARTMENT, ASIA PACIFIC (HONG KONG)
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Apr 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, SECURITIZATION & CAPITAL SOLUTIONS, ASIA, CAPITAL MARKETS DEPARTMENT, ASIA PACIFIC (HONG KONG)
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
30 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, JOOHO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ6766
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
30 Apr 2025
Yes
MANAGING DIRECTOR, SECURITIZATION & CAPITAL SOLUTIONS, ASIA, CAPITAL MARKETS DEPARTMENT, ASIA PACIFIC (HONG KONG)
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
30 Apr 2025
Yes
MANAGING DIRECTOR, SECURITIZATION & CAPITAL SOLUTIONS, ASIA, CAPITAL MARKETS DEPARTMENT, ASIA PACIFIC (HONG KONG)
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
30 Apr 2025
No
CAPITAL MARKETS