Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, NATHANIEL KA WAI
Chinese Name of Relevant Individual

陳家偉
HKMA Registration Number
AJ6779
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY & INSTITUTIONAL BANKING
Remarks
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
02 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY & INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, NATHANIEL KA WAI
:
Chinese Name of Relevant Individual
陳家偉
:
HKMA Registration Number
AJ6779
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
02 May 2025
No
TREASURY & INSTITUTIONAL BANKING
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
02 May 2025
No
TREASURY & INSTITUTIONAL BANKING