Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, WAI TSENG SEAN
Chinese Name of Relevant Individual

劉維正
HKMA Registration Number
AJ6833
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT & RELATIONSHIP MANAGEMENT ANALYST
Remarks
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
13 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT & RELATIONSHIP MANAGEMENT ANALYST
Remarks
Registered Institution
BPI WEALTH HONG KONG LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
13 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT & RELATIONSHIP MANAGEMENT ANALYST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, WAI TSENG SEAN
:
Chinese Name of Relevant Individual
劉維正
:
HKMA Registration Number
AJ6833
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BPI WEALTH HONG KONG LIMITED
Type 1: dealing in securities
13 May 2025
No
PRODUCT & RELATIONSHIP MANAGEMENT ANALYST
BPI WEALTH HONG KONG LIMITED
Type 4: advising on securities
13 May 2025
No
PRODUCT & RELATIONSHIP MANAGEMENT ANALYST
BPI WEALTH HONG KONG LIMITED
Type 9: asset management
13 May 2025
No
PRODUCT & RELATIONSHIP MANAGEMENT ANALYST