Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HINTON, JEFFREY WILLIAM
Chinese Name of Relevant Individual
HKMA Registration Number
AJ6938
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2026 - 03 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2026 - 03 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Feb 2026 - 03 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 May 2025 - 29 May 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HINTON, JEFFREY WILLIAM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ6938
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ6938
UBS AG
Type 1: dealing in securities
22 May 2026 - 29 May 2026
No
AJ6938
UBS AG
Type 4: advising on securities
22 May 2026 - 29 May 2026
No
AJ6938
UBS AG
Type 6: advising on corporate finance
22 May 2026 - 29 May 2026
No
AJ6938
UBS AG
Type 1: dealing in securities
27 Feb 2026 - 03 Mar 2026
No
AJ6938
UBS AG
Type 4: advising on securities
27 Feb 2026 - 03 Mar 2026
No
AJ6938
UBS AG
Type 6: advising on corporate finance
27 Feb 2026 - 03 Mar 2026
No
AJ6938
UBS AG
Type 1: dealing in securities
23 May 2025 - 29 May 2025
No
AJ6938
UBS AG
Type 4: advising on securities
23 May 2025 - 29 May 2025
No
AJ6938
UBS AG
Type 6: advising on corporate finance
23 May 2025 - 29 May 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.