Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
XU, YAN
Chinese Name of Relevant Individual

徐艷
HKMA Registration Number
AJ6969
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, PRIVATE WEALTH MANAGEMENT
Remarks
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
28 May 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, PRIVATE WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
XU, YAN
:
Chinese Name of Relevant Individual
徐艷
:
HKMA Registration Number
AJ6969
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
PING AN BANK CO., LTD.
Type 1: dealing in securities
28 May 2025
No
RELATIONSHIP MANAGER, PRIVATE WEALTH MANAGEMENT
PING AN BANK CO., LTD.
Type 4: advising on securities
28 May 2025
No
RELATIONSHIP MANAGER, PRIVATE WEALTH MANAGEMENT