Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CAO, JIAN
Chinese Name of Relevant Individual

曹劍
HKMA Registration Number
AJ7022
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
04 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CAO, JIAN
:
Chinese Name of Relevant Individual
曹劍
:
HKMA Registration Number
AJ7022
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Jun 2025
No
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
04 Jun 2025
No
INVESTMENT BANKER, INVESTMENT BANKING & CAPITAL MARKETS