Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
QIN, YAN
Chinese Name of Relevant Individual

秦彥
HKMA Registration Number
AJ7129
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT HEAD
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT HEAD
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT HEAD
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT HEAD
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
21 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT HEAD
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
QIN, YAN
:
Chinese Name of Relevant Individual
秦彥
:
HKMA Registration Number
AJ7129
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jun 2025
No
DEPARTMENT HEAD
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
21 Jun 2025
No
DEPARTMENT HEAD
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
21 Jun 2025
No
DEPARTMENT HEAD
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
21 Jun 2025
No
DEPARTMENT HEAD
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
21 Jun 2025
No
DEPARTMENT HEAD