Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, WING KAI
Chinese Name of Relevant Individual

劉榮楷
HKMA Registration Number
AJ7299
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR WEALTH & PERSONAL BANKING EXECUTIVE (MULTI-CHANNEL)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR WEALTH & PERSONAL BANKING EXECUTIVE (MULTI-CHANNEL)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, WING KAI
:
Chinese Name of Relevant Individual
劉榮楷
:
HKMA Registration Number
AJ7299
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 Jul 2025
No
SENIOR WEALTH & PERSONAL BANKING EXECUTIVE (MULTI-CHANNEL)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 Jul 2025
No
SENIOR WEALTH & PERSONAL BANKING EXECUTIVE (MULTI-CHANNEL)