Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GUO, MINGJUN
Chinese Name of Relevant Individual
郭明君
HKMA Registration Number
AJ7383
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ELE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF BUSINESS OFFICER
Remarks
Registered Institution
ELE BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Jul 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF BUSINESS OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ELE BANK LIMITED
SFC CE number
BTU023
Business Address
SUITES 3201-07, 32/F, TOWER 5, THE GATEWAY, HARBOUR CITY, TSIM SHA TSUI, KOWLOON
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
ELE BANK LIMITED
Effective Date
24 Feb 2026
Description
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of ELE BANK LIMITED not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ELE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Feb 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ELE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Feb 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
AIRSTAR BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2025 - 23 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AIRSTAR BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2025 - 23 Feb 2026
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GUO, MINGJUN
:
Chinese Name of Relevant Individual
郭明君
:
HKMA Registration Number
AJ7383
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ELE BANK LIMITED
Type 1: dealing in securities
24 Jul 2025
Yes
CHIEF BUSINESS OFFICER
ELE BANK LIMITED
Type 4: advising on securities
24 Jul 2025
Yes
CHIEF BUSINESS OFFICER
Name of Registered Institution
SFC CE number
Business Address
ELE BANK LIMITED
BTU023
SUITES 3201-07, 32/F, TOWER 5, THE GATEWAY, HARBOUR CITY, TSIM SHA TSUI, KOWLOON
Registered Institution
Effective Date
Description
ELE BANK LIMITED
1
24 Feb 2026
For Types 1 and 4 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of ELE BANK LIMITED not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ7383
ELE BANK LIMITED
Type 1: dealing in securities
Since 24 Feb 2026
Yes
AJ7383
ELE BANK LIMITED
Type 4: advising on securities
Since 24 Feb 2026
Yes
AJ7383
AIRSTAR BANK LIMITED
Type 1: dealing in securities
24 Jul 2025 - 23 Feb 2026
No
AJ7383
AIRSTAR BANK LIMITED
Type 4: advising on securities
24 Jul 2025 - 23 Feb 2026
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.