Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAO, RUO HAN
Chinese Name of Relevant Individual

趙若涵
HKMA Registration Number
AJ7442
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR ASSET MANAGEMENT MANAGER
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
01 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR ASSET MANAGEMENT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAO, RUO HAN
:
Chinese Name of Relevant Individual
趙若涵
:
HKMA Registration Number
AJ7442
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
01 Aug 2025
No
SENIOR ASSET MANAGEMENT MANAGER
INDUSTRIAL BANK CO., LTD.
Type 9: asset management
01 Aug 2025
No
SENIOR ASSET MANAGEMENT MANAGER