Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
POON, CHUI SEE TRACY
Chinese Name of Relevant Individual

潘翠思
HKMA Registration Number
AJ7491
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF LEVERAGED ACQUISITION FINANCE, NORTH ASIA
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF LEVERAGED ACQUISITION FINANCE, NORTH ASIA
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
06 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF LEVERAGED ACQUISITION FINANCE, NORTH ASIA
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
POON, CHUI SEE TRACY
:
Chinese Name of Relevant Individual
潘翠思
:
HKMA Registration Number
AJ7491
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
06 Aug 2025
No
HEAD OF LEVERAGED ACQUISITION FINANCE, NORTH ASIA
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
06 Aug 2025
No
HEAD OF LEVERAGED ACQUISITION FINANCE, NORTH ASIA
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 6: advising on corporate finance
06 Aug 2025
No
HEAD OF LEVERAGED ACQUISITION FINANCE, NORTH ASIA