Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, HIU WANG
Chinese Name of Relevant Individual

陳曉泓
HKMA Registration Number
AJ7510
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
09 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, HIU WANG
:
Chinese Name of Relevant Individual
陳曉泓
:
HKMA Registration Number
AJ7510
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
09 Aug 2025
No
CORPORATE BANKING
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
09 Aug 2025
No
CORPORATE BANKING
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
09 Aug 2025
No
CORPORATE BANKING