Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LO, SUET LAM MICHELLE
Chinese Name of Relevant Individual

盧雪藍
HKMA Registration Number
AJ7548
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
GTP
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
GTP
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LO, SUET LAM MICHELLE
:
Chinese Name of Relevant Individual
盧雪藍
:
HKMA Registration Number
AJ7548
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
14 Aug 2025
No
GTP
UBS AG
Type 4: advising on securities
14 Aug 2025
No
GTP