Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, SIU LUN PHILLIP
Chinese Name of Relevant Individual

劉晁麟
HKMA Registration Number
AJ7597
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
18 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, SIU LUN PHILLIP
:
Chinese Name of Relevant Individual
劉晁麟
:
HKMA Registration Number
AJ7597
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
18 Aug 2025
No
CORPORATE BANKING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
18 Aug 2025
No
CORPORATE BANKING
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
18 Aug 2025
No
CORPORATE BANKING