Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LIU, ALEX LIT SEN
Chinese Name of Relevant Individual

廖笠延
HKMA Registration Number
AJ7633
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCING GROUP, GLOBAL BANKING
Remarks
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCING GROUP, GLOBAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, ALEX LIT SEN
:
Chinese Name of Relevant Individual
廖笠延
:
HKMA Registration Number
AJ7633
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANCO SANTANDER, S.A.
Type 1: dealing in securities
22 Aug 2025
No
FINANCING GROUP, GLOBAL BANKING
BANCO SANTANDER, S.A.
Type 4: advising on securities
22 Aug 2025
No
FINANCING GROUP, GLOBAL BANKING