Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUTTON, ALEXANDER LUKE
Chinese Name of Relevant Individual
HKMA Registration Number
AJ7741
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2026 - 22 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2026 - 22 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2025 - 05 Sep 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUTTON, ALEXANDER LUKE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ7741
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ7741
ROYAL BANK OF CANADA
Type 1: dealing in securities
20 May 2026 - 22 May 2026
No
AJ7741
ROYAL BANK OF CANADA
Type 4: advising on securities
20 May 2026 - 22 May 2026
No
AJ7741
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Sep 2025 - 05 Sep 2025
No
AJ7741
ROYAL BANK OF CANADA
Type 4: advising on securities
03 Sep 2025 - 05 Sep 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.