Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, YIP WANG ADRIAN
Chinese Name of Relevant Individual

陈业泓
HKMA Registration Number
AJ7890
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ANALYST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ANALYST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
19 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ANALYST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, YIP WANG ADRIAN
:
Chinese Name of Relevant Individual
陈业泓
:
HKMA Registration Number
AJ7890
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
19 Sep 2025
No
INV. BANKING ANALYST
UBS AG
Type 4: advising on securities
19 Sep 2025
No
INV. BANKING ANALYST
UBS AG
Type 6: advising on corporate finance
19 Sep 2025
No
INV. BANKING ANALYST