Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, HAIYAN
Chinese Name of Relevant Individual

劉海燕
HKMA Registration Number
AJ7894
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH PLANNING SPECIALIST
Remarks
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH PLANNING SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, HAIYAN
:
Chinese Name of Relevant Individual
劉海燕
:
HKMA Registration Number
AJ7894
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EFG BANK AG
Type 1: dealing in securities
19 Sep 2025
No
WEALTH PLANNING SPECIALIST
EFG BANK AG
Type 4: advising on securities
19 Sep 2025
No
WEALTH PLANNING SPECIALIST