Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, WAI YEE
Chinese Name of Relevant Individual

陳慧頤
HKMA Registration Number
AJ7907
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
GRADUATE TRAINEE
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
GRADUATE TRAINEE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, WAI YEE
:
Chinese Name of Relevant Individual
陳慧頤
:
HKMA Registration Number
AJ7907
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
20 Sep 2025
No
GRADUATE TRAINEE
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
20 Sep 2025
No
GRADUATE TRAINEE