Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, HO YIN NICHOLAS
Chinese Name of Relevant Individual

陳浩然
HKMA Registration Number
AJ7909
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RETAIL BANKING TRAINEE
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RETAIL BANKING TRAINEE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, HO YIN NICHOLAS
:
Chinese Name of Relevant Individual
陳浩然
:
HKMA Registration Number
AJ7909
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
20 Sep 2025
No
RETAIL BANKING TRAINEE
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
20 Sep 2025
No
RETAIL BANKING TRAINEE