Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MANO, STEFAN
Chinese Name of Relevant Individual
HKMA Registration Number
AJ8100
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2026 - 12 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2026 - 03 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2025 - 15 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2025 - 25 Oct 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MANO, STEFAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ8100
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ8100
TORONTO-DOMINION BANK
Type 1: dealing in securities
08 Jun 2026 - 12 Jun 2026
No
AJ8100
TORONTO-DOMINION BANK
Type 1: dealing in securities
30 Mar 2026 - 03 Apr 2026
No
AJ8100
TORONTO-DOMINION BANK
Type 1: dealing in securities
12 Nov 2025 - 15 Nov 2025
No
AJ8100
TORONTO-DOMINION BANK
Type 1: dealing in securities
20 Oct 2025 - 25 Oct 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.