Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, ZHAOLIN
Chinese Name of Relevant Individual

李兆霖
HKMA Registration Number
AJ8121
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST
Remarks
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, ZHAOLIN
:
Chinese Name of Relevant Individual
李兆霖
:
HKMA Registration Number
AJ8121
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
22 Oct 2025
No
SPECIALIST
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
22 Oct 2025
No
SPECIALIST