Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
YU, YIN NA
Chinese Name of Relevant Individual

余燕娜
HKMA Registration Number
AJ8128
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
UNIVERSAL BANKER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
UNIVERSAL BANKER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YU, YIN NA
:
Chinese Name of Relevant Individual
余燕娜
:
HKMA Registration Number
AJ8128
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
23 Oct 2025
No
UNIVERSAL BANKER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
23 Oct 2025
No
UNIVERSAL BANKER