Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LOK, COLIN WAI HUNG
Chinese Name of Relevant Individual

駱偉雄
HKMA Registration Number
AJ8153
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LOK, COLIN WAI HUNG
:
Chinese Name of Relevant Individual
駱偉雄
:
HKMA Registration Number
AJ8153
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Oct 2025
No
SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Oct 2025
No
SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
DBS BANK LTD.
Type 1: dealing in securities
25 Oct 2025
No
SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES
DBS BANK LTD.
Type 4: advising on securities
25 Oct 2025
No
SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES