Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YIM, YAU MING
Chinese Name of Relevant Individual

嚴有明
HKMA Registration Number
AJ8171
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIM, YAU MING
:
Chinese Name of Relevant Individual
嚴有明
:
HKMA Registration Number
AJ8171
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Oct 2025
No
GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Oct 2025
No
GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES
DBS BANK LTD.
Type 1: dealing in securities
28 Oct 2025
No
GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES
DBS BANK LTD.
Type 4: advising on securities
28 Oct 2025
No
GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES