Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KUA, TING YAN CHERRY
Chinese Name of Relevant Individual

柯庭茵
HKMA Registration Number
AJ8298
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST - TREASURY DEPARTMENT TMU
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST - TREASURY DEPARTMENT TMU
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KUA, TING YAN CHERRY
:
Chinese Name of Relevant Individual
柯庭茵
:
HKMA Registration Number
AJ8298
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
13 Nov 2025
No
SPECIALIST - TREASURY DEPARTMENT TMU
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
13 Nov 2025
No
SPECIALIST - TREASURY DEPARTMENT TMU