Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LAI, WING LAM
Chinese Name of Relevant Individual

賴穎琳
HKMA Registration Number
AJ8375
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HSBC PREMIER ELITE ASSISTANT MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HSBC PREMIER ELITE ASSISTANT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAI, WING LAM
:
Chinese Name of Relevant Individual
賴穎琳
:
HKMA Registration Number
AJ8375
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
22 Nov 2025
No
HSBC PREMIER ELITE ASSISTANT MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
22 Nov 2025
No
HSBC PREMIER ELITE ASSISTANT MANAGER