Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RASTOGI, SMIT
Chinese Name of Relevant Individual
HKMA Registration Number
AJ8379
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2026 - 12 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2026 - 13 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2025 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RASTOGI, SMIT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AJ8379
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AJ8379
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jun 2026 - 12 Jun 2026
No
AJ8379
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Feb 2026 - 13 Feb 2026
No
AJ8379
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Nov 2025 - 28 Nov 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
